Summaries of DOL Regs

In my newsletter, I listed six items I thought were important about the recently passed DOL regs that pertain to how advice is given to clients with money in IRAs and qualified plans.

My conclusion is basically that you’d have to be out of your mind not to become series 65 licensed and that I highly recommend you look at my strategic partner www.pomplanning.net if you are looking for the best AUM platform in the industry.

I was on vacation out of the country when the DOL regs came down. By the time I got back, there were already many pretty decent summaries of the regs. Instead of taking my time to come up with my own detailed summary, I decided I’d pick out a few summaries I thought were pretty good and list those for advisors to read.

1) Click here to read a summary put out by Kim O’Brian’s Americans for Annuity Protection.

2) Click here to read a summary put out by Jack Marrion.

3) Click here to read a summary put out by Michael Kitces.

Finally, click here to learn about our many unique marketing tools . My guess is you’ll find several things in there you like.

Roccy DeFrancesco
roccy@strategicmp.net
269-216-9978